Best Investors Account Sign in
Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-02-17
CA RA APPROVED 2025-09-18
FL RA APPROVED 2025-02-14
AZ RA APPROVED 2024-04-05
NC RA APPROVED 2024-03-07
WI RA APPROVED 2024-01-25
GA RA APPROVED 2020-07-08
  • VA RA
    APPROVED
    Since 2026-02-17
  • CA RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2025-02-14
  • AZ RA
    APPROVED
    Since 2024-04-05
  • NC RA
    APPROVED
    Since 2024-03-07
  • WI RA
    APPROVED
    Since 2024-01-25
  • GA RA
    APPROVED
    Since 2020-07-08

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

1600 Pennsylvania Ave, Mcdonough, GA 30253 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Macon GA 05/2019 07/2019
New York Life Insurance Co. Macon GA 12/2018 07/2019
Strictly Business Legacy, Llc College Park GA 03/2017 Present
Aflac Kennesaw GA 04/2015 Present
Cape Securities, Inc. Mcdonough GA 12/2019 Present
Cape Investment Advisory, Inc. Mcdonough GA 07/2020 Present
American Global Wealth Management, Inc. Mcdonough GA 01/2021 Present
  • 05/2019 → 07/2019
    Nylife Securities, Llc
    Macon, GA
  • 12/2018 → 07/2019
    New York Life Insurance Co.
    Macon, GA
  • 03/2017 → Present
    Strictly Business Legacy, Llc
    College Park, GA
  • 04/2015 → Present
    Aflac
    Kennesaw, GA
  • 12/2019 → Present
    Cape Securities, Inc.
    Mcdonough, GA
  • 07/2020 → Present
    Mcdonough, GA
  • 01/2021 → Present
    American Global Wealth Management, Inc.
    Mcdonough, GA
Other Businesses

1. Strictly Business Legacy, LLC 5334 Scofield Rd College Park GA 30349 started 2/20/2017, CEO, Consulting Small Businesses about Their Major Medical Plans and Provide P&C Insurance, 120 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-26
S63 Uniform Securities Agent State Law Examination 2019-10-25
  • S65 Uniform Investment Adviser Law Examination
    2020-06-26
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25
Other Names
  • James Leon Walker
  • James Leon Walker

View on SEC IAPD

More in Mcdonough, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor