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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-10
  • CA RA
    APPROVED
    Since 2016-11-10

Branch Locations

21103 Newport Coast Dr, Newport Beach, CA 92657 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 07/2016 11/2016
Wells Fargo Bank, Na Los Angeles CA 02/2010 Present
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 02/2010 → Present
    Wells Fargo Bank, Na
    Los Angeles, CA
  • 11/2016 → Present
    Los Angeles, CA
Other Businesses

ADELA WELLNESS LLC DBA WOMEN OF WELLNESS, NOT INVT RELATED, LOS ANGELES, 50% OWNERSHIP, START DATE 1/29/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, WOMENS WELLNESS COMMUNITY BUSINESS OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2016-11-10
Other Names
  • Zoe Gerard

View on SEC IAPD

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