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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-28
TX RA APPROVED 2023-07-27
  • CA RA
    APPROVED
    Since 2023-07-28
  • TX RA
    APPROVED
    Since 2023-07-27

Branch Locations

Redding, CA • United States

448 Redcliff Dr Ste 232, Redding, CA 96002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 07/2023
Lpl Financial Llc Redding CA 07/2023 Present
Previous Registrations
  • 2017-01-23 → 2023-07-31
    Redding, CA
    Redding, CA
    Redding, CA
    Redding, CA
    St Louis, MO
    Redding, CA
Other Businesses

1) 07/21/2023 - Brian Scarr Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2016-11-17
Other Names
  • Brian Mark Scarr

View on SEC IAPD

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