Brian Scarr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-07-28
TX	RA	APPROVED	2023-07-27

CA RA
APPROVED

Since 2023-07-28
TX RA
APPROVED

Since 2023-07-27

Branch Locations

Redding, CA • United States

448 Redcliff Dr Ste 232, Redding, CA 96002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2016	07/2023
Lpl Financial Llc	Redding	CA	07/2023	Present

07/2016 → 07/2023

Edward Jones

St Louis, MO
07/2023 → Present

Lpl Financial Llc

Redding, CA

Previous Registrations

2017-01-23 → 2023-07-31

Edward Jones

Redding, CA

Redding, CA

Redding, CA

Redding, CA

St Louis, MO

Redding, CA

Other Businesses

1) 07/21/2023 - Brian Scarr Investment Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 100 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-17

S66 Uniform Combined State Law Examination

2016-11-17

Other Names

Brian Mark Scarr

View on SEC IAPD