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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-02 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
West Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2016 | 07/2022 |
| Capital Group / American Funds Distributors, Inc. | Los Angeles | CA | 08/2022 | 03/2025 |
| Capital Client Group, Inc. | Los Angeles | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-03-04 |
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