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Cletus W Schwegman

Ubs Financial Services Inc.

Northfield, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-25
VT RA APPROVED 2025-01-08
TX RA APPROVED_RES 2017-05-08
NJ RA APPROVED 2013-08-29
  • FL RA
    APPROVED
    Since 2025-04-25
  • VT RA
    APPROVED
    Since 2025-01-08
  • TX RA
    APPROVED_RES
    Since 2017-05-08
  • NJ RA
    APPROVED
    Since 2013-08-29

Branch Locations

1337 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Northfield NJ 08/2013 Present
Previous Registrations
Other Businesses

53 N Pelham Ave LLC; Longport, NJ 08403; Partnership; Real Estate; Rental Property; Partner; Landlord; Start date: 7/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-15
  • S66 Uniform Combined State Law Examination
    2005-02-15
Other Names
  • Cletus William Schwegman
  • Cletus William Schwegman
  • Cletus W Schwegman Iii
  • Clete W Schwegman

View on SEC IAPD

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JENNIFER MARIE COLON
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Other Offices

CRA FINANCIAL SERVICES, L.L.C. · NORTHFIELD, NJ
BENJAMIN F. EDWARDS & COMPANY, INC. · NORTHFIELD, NJ
EDWARD JONES · NORTHFIELD, NJ
PROSPERA FINANCIAL SERVICES, INC. · Northfield, NJ
EDWARD JONES · Egg Harbor Township, NJ
NORTHSTAR ADVISORY GROUP, LLC · NORTHFIELD, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Northfield, NJ
CONCURRENT INVESTMENT ADVISORS, LLC · Northfield, NJ

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