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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-14 |
| FL | RA | APPROVED | 2022-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Minneapolis | MN | 06/2016 | 02/2017 |
| Unemployed | Stillwater | MN | 02/2017 | 06/2018 |
| Rbc Capital Markets, Llc. | Minneapolis, | MN | 06/2018 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Naples | FL | 04/2022 | Present |
| University Of Minnesota | Minneapolis | MN | 09/2016 | 05/2018 |
| Bank Of America, N.A. | Naples | FL | 09/2022 | Present |
I*4017269, Entity Type: Entity Charitable, Name of OBA: Backcountry Fly Fishers, Address: Naples, Florida, 34109, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 07/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I help them schedule speakers for their monthly meetings.The purpose of the organization is to enjoy and grow the sport of fly fishing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-17 |
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