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Adam Bruce Link

Ubs Financial Services Inc.

Davenport, IA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-06-02
  • IA RA
    APPROVED
    Since 2026-06-02

Branch Locations

5515 Utica Ridge Road, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Davenport IA 06/2026 Present
Pruco Securities, Llc Naperville IL 06/2016 10/2017
The Prudential Insurance Company Of America Naperville IL 09/2016 10/2017
Deere Employees Credit Union Moline IL 10/2017 02/2022
Invest Financial Corp. Tampa FL 11/2017 02/2018
Lpl Financial Llc Moline IL 02/2018 02/2022
Morgan Stanley Smith Barney Llc Davenport IA 02/2022 06/2026
  • 06/2026 → Present
    Ubs Financial Services Inc.
    Davenport , IA
  • 06/2016 → 10/2017
    Pruco Securities, Llc
    Naperville, IL
  • 09/2016 → 10/2017
    The Prudential Insurance Company Of America
    Naperville, IL
  • 10/2017 → 02/2022
    Deere Employees Credit Union
    Moline, IL
  • 11/2017 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → 02/2022
    Lpl Financial Llc
    Moline, IL
  • 02/2022 → 06/2026
    Morgan Stanley Smith Barney Llc
    Davenport, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-09
S63 Uniform Securities Agent State Law Examination 2016-08-26
  • S65 Uniform Investment Adviser Law Examination
    2022-05-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-26
Other Names
  • Adam Link

View on SEC IAPD

Other Firms

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REDHAWK WEALTH ADVISORS, INC.
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MML INVESTORS SERVICES, LLC

Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

More in Davenport, IA

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