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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-10-24 |
Branch Locations
4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lakeland | FL | 06/2009 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Oppenheimer & Co. Inc | Tampa | FL | 10/2019 | Present |
I AM OWNER OF A 1/2 DUPLEX WITH ADDRESS OF 5503 KARAN CT, LAKELAND, FL 33811. THIS IS A RENTAL, 3 BED, 2 BATH. NOT INVESTMENT-RELATED. APPROXIMATE NUMBER OF HOURS PER MONTH=3. NONE OF THESE HOURS ARE SECURITY TRADING HOURS. I RECEIVED THIS IN A SETTLEMENT (DIVORCE) FROM FORMER HUSBAND. DUTIES- PROPERTY MAINTENANCE, PAINTING, REPAIRS, CLEANING, COLLECTING RENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-02 |
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