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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-18 |
| VA | RA | APPROVED | 2024-10-14 |
Branch Locations
8075 Leesburg Pike, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | Richmond | VA | 08/2016 | 01/2017 |
| Morgan Stanley | Richmond | VA | 07/2017 | 09/2018 |
| Unemployed | Richmond | VA | 02/2017 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | 09/2018 |
| Edward Jones | St.LOuis | MO | 10/2018 | 11/2018 |
| Bank Of America, N.A. | Manassas | VA | 12/2018 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manassas | VA | 12/2018 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 08/2021 | 04/2022 |
| Morgan Stanley | Reston | VA | 04/2022 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 08/2024 | Present |
| Unemployed | Vienna | VA | 04/2024 | 08/2024 |
I*: 1987286 Name: TAI AL TAE LLC Investment related No Address: RICHMOND, Virginia Nature of OBA: CAR RENTAL Position: Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) Date began: 12/2022 Number of hours:1 Yearly During securities trading hours; 0 Duties: Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-27 |
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