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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-12-07 |
| TX | RA | APPROVED | 2017-05-10 |
| DC | RA | APPROVED | 2016-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 02/2016 | Present |
| Bank Of America, N.A. | Washington | DC | 09/2016 | Present |
I*128138For profit or not for profit: Non-Profit OrganizationName of outside business organization: Phillips Andover AcademyInvestment related: NAddress of business:Andover, Massachusetts 01810Nature of business: Other,Alumni AssociationPosition, title, association: Committee Member, Start date of relationship: 1/1/2019Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Regional Leadership Committee member assisting in their planning of events and activities for fellow alum.I*, Entity Type, Name of OBA: George Mason University Address: Fairfax, Virginia Investment Related: No Position, Title, Board Member Association: Employee Start Date:04/01/2024 No Hours: Monthly No Hours during trading:0 Duties: Educational Concentration of Financial Planning for students seeking career in Wealth Management I*4364266 Entity Type: Entity Charitable Name of OBA: Blood Cancer United Address: Washington, District of Columbia, 20005 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 04/30/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Awareness and support of blood cancer survivors, families and the community Raise awareness and attend events and board meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-24 |
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