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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-28
VA RA APPROVED 2016-10-28
  • TX RA
    APPROVED
    Since 2016-10-28
  • VA RA
    APPROVED
    Since 2016-10-28

Branch Locations

4000 Legato Rd Suite 410, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Fairfax VA 08/2010 10/2016
Lpl Financial Llc Fairfax VA 10/2016 Present
Integrated Wealth Concepts Llc Fairfax VA 10/2016 Present
  • 08/2010 → 10/2016
    Lincoln Financial Advisors
    Fairfax, VA
  • 10/2016 → Present
    Lpl Financial Llc
    Fairfax, VA
  • 10/2016 → Present
    Fairfax, VA
Previous Registrations
  • 2010-08-02 → 2016-11-05
    Osaic Fa, Inc.
    Fairfax, VA
    Glastonbury, CT
    Fairfax, VA
  • 2005-03-25 → 2010-08-11
    Centreville, VA
    Centreville, VA
Other Businesses

1)10/19/16-Integrated Financial Partners-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)10/19/16-Non-Variable Insurance- Inv. Related- at reported business location(s)- 3% 3) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 5) 5/26/2017 - IFP Nova, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2017 - 5 Hours Per Month During Securities Trading. 6) 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8) 12/20/2021 - Wagner Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/17/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9) 12/21/2021 - (Hybrid) Integrated Wealth Concepts - DBA: (Hybrid) Wagner Resource Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 12/17/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-24
  • S66 Uniform Combined State Law Examination
    2005-03-24

View on SEC IAPD

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