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Emily Streeter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Exton, PA

Wayne, PA

Florham Park, NJ

CRD 6684858

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-07
NY RA APPROVED 2021-07-15
TX RA APPROVED_RES 2021-04-07
CT RA APPROVED 2018-11-23
  • PA RA
    APPROVED
    Since 2024-03-07
  • NY RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2018-11-23

Branch Locations

Exton, PA • United States

724 W Lancaster Ave, Wayne, PA 19087 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
  • S66 Uniform Combined State Law Examination
    2018-11-21

View on SEC IAPD

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