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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-09-07
  • NC RA
    APPROVED
    Since 2021-09-07

Branch Locations

215 Harvey Street, Winston Salem, NC 27103 • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Salem NC 07/2016 11/2016
Wells Fargo Bank Na Salem NC 10/2010 04/2021
Wells Fargo Clearing Services, Llc Salem NC 11/2016 04/2021
Raymond James Financial Services, Inc. Winston-Salem NC 04/2021 Present
Pinnacle Bank/Pinnacle Financial Partners Winston Salem NC 04/2021 Present
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Salem, NC
  • 10/2010 → 04/2021
    Wells Fargo Bank Na
    Salem, NC
  • 11/2016 → 04/2021
    Salem, NC
  • 04/2021 → Present
    Raymond James Financial Services, Inc.
    Winston-Salem, NC
  • 04/2021 → Present
    Pinnacle Bank/Pinnacle Financial Partners
    Winston Salem, NC
Previous Registrations
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/26/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed banker (2)Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/26/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed Banker

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
  • S66 Uniform Combined State Law Examination
    2016-10-05
Other Names
  • Chris Wilson
  • Chris M Wilson
  • Christopher M Wilson
  • Christopher Michael Wilson
  • Christopher Wilson

View on SEC IAPD

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