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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-09-07 |
Branch Locations
215 Harvey Street, Winston Salem, NC 27103 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Salem | NC | 07/2016 | 11/2016 |
| Wells Fargo Bank Na | Salem | NC | 10/2010 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Salem | NC | 11/2016 | 04/2021 |
| Raymond James Financial Services, Inc. | Winston-Salem | NC | 04/2021 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Winston Salem | NC | 04/2021 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/26/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed banker (2)Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 215 Harvey Street, Winston Salem, NC, 27103, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/26/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed Banker
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-05 |
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