Christopher Duyanh Pham

Employer firm

Sequent Planning, LLC CRD 160381

$589M regulatory AUM 13 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 11/2016
  Mutual Of Omaha
  Houston, TX
• 07/2016 → 11/2016
  Mutual Of Omaha Investor Services
  Houston, TX
• 09/2015 → Present
  Futurity First Insurance Company
  Houston, TX
• 10/2024 → Present
  Sequent Planning, Llc
  Houston, TX

Other Businesses

1) Insurance Agent - Start Date: 09/2015 to Present - Investment Related - Insurance lines of business: Life/Health - Hours/per week during trading hours: 30. Duties include providing insurance products and services to clients and prospects. 2) Partner/director of The X-Ray Institute, Inc. April 2014-Present. Taught the certification classes and handled marketing and sales. Currently devote zero hours per week. 3) Partner/ of Noble Duke Ventures - Start Date: 8/2022 - Investment Related - Real Estate Investments to provide capital - Houston, TX - Devotes 5 hours per month during non-business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-24
• S63 Uniform Securities Agent State Law Examination
  2016-10-07

Other Names

• Chris Pham