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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-23 |
Branch Locations
7105 Corporate Dr, Plano, TX 75024 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 03/2014 | Present |
I*: 1645267 Entity Type: For Profit Entity Name: Art's Studio Investment related: No Address: Little Elm, Texas 75068 Position: Sole proprietor Start Date:1.1.2024 Number of hours/month: 12 Number of hours during trading activity: 0 Duties: Selling of paintings and providing lessons. I do paintings, mostly scenic paintings, and occasional lessons
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-23 |
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