Kimberli Ann Caughron

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1990 → 12/2017
  Edward D. Jones & Co., L.P.
  Waco, TX
• 12/2009 → 12/2017
  Edward Jones
  Tyler, TX
• 01/2018 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 01/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 01/2020 → Present
  Bank Of America, N.A.
  Tyler, TX

Previous Registrations

• 2010-12-03 → 2017-12-07
  Edward Jones
  Tyler, TX
• 2009-10-23 → 2010-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tyler, TX
• 2008-07-25 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Tyler, TX
• 2000-05-23 → 2002-05-07
  Ubs Financial Services Inc.
  Waco, TX

Other Businesses

I*2433290, Entity Type: , Name of OBA: B C, Address: Gladewater , Texas, 75647, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04/30/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-07-23
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Kimberli Ann Caughron
• Kimberli Ann Davis
• Kimberli Ann Davis
• Kimberli Caughron