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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-06
AR RA APPROVED 2026-01-27
GA RA APPROVED 2026-01-07
KS RA APPROVED 2025-06-26
ID RA APPROVED 2025-05-21
IN RA APPROVED 2025-05-12
SC RA APPROVED 2025-05-06
ME RA APPROVED 2025-03-04
AL RA APPROVED 2024-03-25
IL RA APPROVED 2022-06-21
MO RA APPROVED 2022-05-19
  • AZ RA
    APPROVED
    Since 2026-02-06
  • AR RA
    APPROVED
    Since 2026-01-27
  • GA RA
    APPROVED
    Since 2026-01-07
  • KS RA
    APPROVED
    Since 2025-06-26
  • ID RA
    APPROVED
    Since 2025-05-21
  • IN RA
    APPROVED
    Since 2025-05-12
  • SC RA
    APPROVED
    Since 2025-05-06
  • ME RA
    APPROVED
    Since 2025-03-04
  • AL RA
    APPROVED
    Since 2024-03-25
  • IL RA
    APPROVED
    Since 2022-06-21
  • MO RA
    APPROVED
    Since 2022-05-19

Branch Locations

Saint Louis, MO • United States

625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Overland Park KS 12/2021 01/2022
Massmutual Life Insurance Co Overland Park KS 05/2018 01/2022
Mml Investors Services, Llc Overland Park KS 02/2020 08/2020
Park Avenue Securities Llc Town And Country MO 06/2017 06/2018
Guardian Life Insurance Co St Louis MO 06/2017 05/2018
Massmutual Life Insurance Co Chesterfield MO 06/2016 10/2017
University Of Missouri Columbia MO 08/2013 05/2017
Guardian Life Insurance Company St Louis MO 02/2022 06/2022
Park Avenue Securities St Louis MO 05/2022 06/2022
Guardian Life Insurance Company Overland Park KS 06/2022 01/2024
Park Avenue Securities Overland Park KS 06/2022 01/2024
Gaurdian Life Insurance Company Saint Louis MO 01/2024 Present
Park Avenue Securities Saint Louis MO 01/2024 Present
  • 12/2021 → 01/2022
    Mml Investors Services, Llc
    Overland Park, KS
  • 05/2018 → 01/2022
    Massmutual Life Insurance Co
    Overland Park, KS
  • 02/2020 → 08/2020
    Mml Investors Services, Llc
    Overland Park, KS
  • 06/2017 → 06/2018
    Town And Country, MO
  • 06/2017 → 05/2018
    Guardian Life Insurance Co
    St Louis, MO
  • 06/2016 → 10/2017
    Massmutual Life Insurance Co
    Chesterfield, MO
  • 08/2013 → 05/2017
    University Of Missouri
    Columbia, MO
  • 02/2022 → 06/2022
    Guardian Life Insurance Company
    St Louis, MO
  • 05/2022 → 06/2022
    Park Avenue Securities
    St Louis, MO
  • 06/2022 → 01/2024
    Guardian Life Insurance Company
    Overland Park, KS
  • 06/2022 → 01/2024
    Park Avenue Securities
    Overland Park, KS
  • 01/2024 → Present
    Gaurdian Life Insurance Company
    Saint Louis, MO
  • 01/2024 → Present
    Park Avenue Securities
    Saint Louis, MO
Other Businesses

1) Broker at MassMutual, Start date: 06/18/2018, Address: 10975 Benson Dr #350 Overland Park, KS 66210, 0 total hours per month, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-12
  • S66 Uniform Combined State Law Examination
    2022-01-12

View on SEC IAPD

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