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Matthew Evan Brandt

Ameriprise Financial Services, LLC

Rockford, IL

Rolling Meadows, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-06
  • IL RA
    APPROVED
    Since 2017-10-06

Branch Locations

2990 N Perryville Rd Ste 2400, Rockford, IL 61107-6814 • United States

Rolling Meadows, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Rockford IL 07/2016 03/2020
Ameriprise Financial Services, Llc Rockford IL 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

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