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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-29 |
| TX | RA | APPROVED_RES | 2023-08-21 |
| WA | RA | APPROVED | 2021-03-19 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Lexington, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Austin | TX | 07/2016 | 12/2017 |
| Ztejas | Austin | TX | 10/2015 | 11/2016 |
| Charles Schwab Bank | Austin | TX | 11/2017 | 12/2017 |
| Td Ameritrade | Coral Springs | FL | 04/2018 | 01/2021 |
| Unemployed | Austin | TX | 12/2017 | 04/2018 |
| Fisher Investments | Camas | WA | 03/2021 | Present |
| Name of the other business: INMAN RENTALS LLC | Investment-related? NO | Address of the other business: 1815 NE 90TH CIRCLE, VANCOUVER WA 98665 | Nature of the other business: RENTAL REAL ESTATE | Position, title, or relationship with the other business: SOLE OWNER OF LLC | Start date of your relationship: 02/24/2021 | Approximate number of hours/month you devote to the other business: 5 | Number of hours you devote to the other business during securities trading hours: 0 | Duties relating to the other business: MAINTENANCE OF LAND/ PROPERTY (MANAGEMENT COMPANY HANDLES MAJORITY OF SERVICES REQUIRED)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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