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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-18
  • IL RA
    APPROVED
    Since 2024-06-18

Branch Locations

5670 N Milwaukee Ave, Chicago, IL 60646 • United States

100 W Higgins Rd, South Barrington, IL 60010 • United States

1582 N Rand Rd, Palatine, IL 60074 • United States

9344 Skokie Blvd., Skokie, IL 60077 • United States

6210 Dempster Street, Morton Grove, IL 60053 • United States

4400 Oakton Street, Skokie, IL 60076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Niles IL 07/2016 12/2018
Jp Morgan Securities Llc Chicago IL 01/2019 01/2020
Citigroup Chicago IL 01/2020 04/2024
Unemployed Chicago IL 04/2024 06/2024
Fifth Third Securities Chicago IL 06/2024 Present
Fifth Third Bank Chicago IL 06/2024 Present
  • 07/2016 → 12/2018
    Niles, IL
  • 01/2019 → 01/2020
    Chicago, IL
  • 01/2020 → 04/2024
    Citigroup
    Chicago, IL
  • 04/2024 → 06/2024
    Unemployed
    Chicago, IL
  • 06/2024 → Present
    Fifth Third Securities
    Chicago, IL
  • 06/2024 → Present
    Fifth Third Bank
    Chicago, IL
Previous Registrations
  • 2020-01-27 → 2024-04-23
    Chicago, IL
    Chicago, IL
    Miami, FL
    Chicago, IL
    Chicago, IL
    Tinley Park, IL
    Chicago, IL
    Schaumburg, IL
    Chicago, IL
  • 2019-04-04 → 2020-02-21
    Niles, IL
    Niles, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
S63 Uniform Securities Agent State Law Examination 2016-10-19
  • S66 Uniform Combined State Law Examination
    2019-03-30
  • S63 Uniform Securities Agent State Law Examination
    2016-10-19
Other Names
  • Allen Wu

View on SEC IAPD

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