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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
IA RA APPROVED 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • IA RA
    APPROVED
    Since 2018-01-26

Branch Locations

4510 Chadwick Rd, Cedar Falls, IA 50613 • United States

Independence, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cedar Falls IA 07/2016 03/2020
Ameriprise Financial Services, Llc Cedar Falls IA 03/2020 Present
Other Businesses

Business Ownership; The McCright Agency; Co-owner; Vehicle/property/casualty insurance.; 214 Green St, , Walker, IA, 52352; Not Investment-Related; 05/01/2003; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-20
  • S66 Uniform Combined State Law Examination
    2018-01-20
Other Names
  • Alexandra K Lynch
  • Alexandra Katherine Doyl

View on SEC IAPD

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