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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-10 |
| TX | RA | APPROVED | 2025-01-09 |
Branch Locations
9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Naples | FL | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 09/2018 |
| Stifel Nicolaus & Co Inc | Naples | FL | 09/2018 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 01/2025 | Present |
BACH MOTORSPORTS LLC; NOT INV RELATED; NAPLES, FL; 99% OWNER; 12/2022; 20 HOUR PER MONTH; NO HOURS DURING TRADING; AUTO RACING PERSONAL CAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-13 |
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