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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-10
TX RA APPROVED 2025-01-09
  • FL RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED
    Since 2025-01-09

Branch Locations

9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 02/2013 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 09/2018
Stifel Nicolaus & Co Inc Naples FL 09/2018 01/2025
Wells Fargo Clearing Services, Llc Naples FL 01/2025 Present
Previous Registrations
Other Businesses

BACH MOTORSPORTS LLC; NOT INV RELATED; NAPLES, FL; 99% OWNER; 12/2022; 20 HOUR PER MONTH; NO HOURS DURING TRADING; AUTO RACING PERSONAL CAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-13
  • S66 Uniform Combined State Law Examination
    2005-09-13
Designations
Other Names
  • Nick Steinbach

View on SEC IAPD

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