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Sean Ing Swee Wong

State Farm Investment Management Corp.

Katy, TX

CRD 3127412

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

1227 Grand West Blvd Suite B213, Katy, TX 77449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Houston TX 09/2005 Present
Sean Wong Insurance Agency Houston TX 05/2007 Present
State Farm Investment Management Corp Houston TX 06/2025 Present
  • 09/2005 → Present
    State Farm Vp Management Corp.
    Houston, TX
  • 05/2007 → Present
    Sean Wong Insurance Agency
    Houston, TX
  • 06/2025 → Present
    Houston, TX
Other Businesses

1) Scott Read Corporation; 536 Waugh Dr. Houston TX 77019; Retail Pharmacy; Board Member; 03/15/2021; 2;0. 2) Sean Wong's Insurance Agency; Insurance Agency; Investment-related; 15840 Fm 529 Rd Ste 270 Houston, TX 77095-2569; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2007; 80; 80; Service customers and supervise employees. 3) Sean Wong Property #1 (Personally Held Real Estate); Investment Related; 5119 E JERAD DR HOUSTON, TX 77018; Investment or Commercial Property; Owner; 11/01/2009; 2; 0; Rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 1998-11-04
  • S65 Uniform Investment Adviser Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    1998-11-04
Other Names
  • Ing S Wong
  • Sean Ing Wong

View on SEC IAPD

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