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Joseph Michael Lococo

Arcataur Capital Management LLC

Milwaukee, WI

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Current Employers
Arcataur Capital Management Llc

826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-16
  • WI RA
    APPROVED
    Since 2025-09-16

Branch Locations

826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Wealth Advisors Kenosha WI 07/2016 09/2020
Fliess Financial Services Kenosha WI 06/2016 01/2017
Retirement Advocates Kenosha WI 01/2017 09/2020
Sagepoint Financial Milwaukee WI 09/2020 09/2023
Osaic Wealth, Inc. Milwaukee WI 09/2023 Present
  • 07/2016 → 09/2020
    Retirement Wealth Advisors
    Kenosha, WI
  • 06/2016 → 01/2017
    Fliess Financial Services
    Kenosha, WI
  • 01/2017 → 09/2020
    Retirement Advocates
    Kenosha, WI
  • 09/2020 → 09/2023
    Sagepoint Financial
    Milwaukee, WI
  • 09/2023 → Present
    Osaic Wealth, Inc.
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-08
S65 Uniform Investment Adviser Law Examination 2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    2020-10-08
  • S65 Uniform Investment Adviser Law Examination
    2016-08-22

View on SEC IAPD

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BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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