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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-13
PA RA APPROVED 2020-01-13
TX RA APPROVED 2020-01-13
  • CA RA
    APPROVED
    Since 2020-01-13
  • PA RA
    APPROVED
    Since 2020-01-13
  • TX RA
    APPROVED
    Since 2020-01-13

Branch Locations

2173 Salk Avenue Suite 250, Carlsbad, CA 92008 • United States

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cardiff CA 12/2013 Present
Private Advisor Group, Llc Cardiff CA 12/2013 01/2020
Independence Square Holdings, Llc Cardiff CA 08/2019 10/2019
Independence Square Holdings, Llc Carlsbad CA 08/2019 Present
Previous Registrations
Other Businesses

1. 01/30/2018 - Brenton Stransky Wealth Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 01/19/2018 - 0 Hours Per Month. 2. 10/7/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for PL business) - Start Date: 11/01/2019 - 160 Hours Per Month During Securities Trading. 3. 1/24/2020 - Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 04/18/2023 - Ad Astra - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 03/09/2022 - 0 Hours Per Month/0 Hours During Securities Trading 6. 08/07/2023 - Brenton Stransky Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - AtReported Business Location(s) - Start Date 01/19/2018 - 0 Hours Per Month/ During Trading 7. 01/29/2024 - Other - Author - Author - Not Investment Related - Home Based - Start Date 01/01/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2005-02-07
Designations

View on SEC IAPD

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