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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

201 N. Franklyn Street Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gte Federal Credit Union Tampa FL 06/2016 07/2017
Tapfin/Ey Tampa FL 07/2017 Present
  • 06/2016 → 07/2017
    Gte Federal Credit Union
    Tampa, FL
  • 07/2017 → Present
    Tapfin/Ey
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-15
  • S66 Uniform Combined State Law Examination
    2016-12-15

View on SEC IAPD

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