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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-08
  • FL RA
    APPROVED
    Since 2020-12-08

Branch Locations

3903 Northdale Boulevard Suite 270E, Tampa, FL 33624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gilman Ciocia, Inc Tampa FL 07/2016 09/2016
National Securities Coproration Tampa FL 09/2016 12/2020
National Asset Management Tampa FL 10/2017 12/2020
Grahn Brands Cuisine, Llc Land O Lakes FL 06/2020 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2020 Present
  • 07/2016 → 09/2016
    Gilman Ciocia, Inc
    Tampa, FL
  • 09/2016 → 12/2020
    National Securities Coproration
    Tampa, FL
  • 10/2017 → 12/2020
    National Asset Management
    Tampa, FL
  • 06/2020 → Present
    Grahn Brands Cuisine, Llc
    Land O Lakes, FL
  • 12/2020 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2020 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1)GRAHN BRANDS CUISINE, LLC, NOT INVESTMENT RELATED, 19055 LONE CREEK CT, LAND O LAKES, FL, FOOD TRUCK EMPLOYEE, SINCE 06/2020, 1H/WEEK 2) NAME OF OTHER BUSINESS: GENERATIONS TAX & WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA & WEALTH MANAGEMENT FIRM ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CPA / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ACCOUNTING & BOOKKEEPING ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2017-09-18

View on SEC IAPD

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