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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-25 |
Branch Locations
Boxborough, MA • United States
280 Congress St Suite 1300, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Retail Management | Andover | MA | 09/2016 | 04/2017 |
| Ubs Financial Services | New York | NY | 05/2017 | 05/2019 |
| Mass Mutual Life Insurance Company | Boston | MA | 05/2019 | Present |
| Mml Investors Services, Llc | Boston | MA | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-08 |
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