Best Investors Account Sign in

David Le

J.P. Morgan Securities LLC

Palo Alto, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-07
  • CA RA
    APPROVED
    Since 2026-03-07

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stella Boo Corporation Dba Bambu Desserts & Drinks Irvine CA 03/2013 01/2019
Jp Morgan Securities Llc Cupertino CA 07/2016 10/2021
J.P. Morgan Securities Llc Palo Alto CA 03/2023 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 06/2016 Present
Gmgb, Inc San Jose CA 08/2016 01/2019
  • 03/2013 → 01/2019
    Stella Boo Corporation Dba Bambu Desserts & Drinks
    Irvine, CA
  • 07/2016 → 10/2021
    Jp Morgan Securities Llc
    Cupertino, CA
  • 03/2023 → Present
    J.P. Morgan Securities Llc
    Palo Alto, CA
  • 06/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Palo Alto, CA
  • 08/2016 → 01/2019
    Gmgb, Inc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2025-10-28
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Other Names
  • David V Le
  • David Vu Le

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
CITIGROUP GLOBAL MARKETS INC.
DCVC
DCVC BIO
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
WAVERLEY CAPITAL MANAGEMENT, LLC
LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN
SIRMA M TZOUTZOVA
LARYSA P SMYKOVSKAYA
CARL WONG
ALISON JONES
AAYUSH KUMAR
JEFFREY MARKS
MARIE WREAKS

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor