David Le

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 01/2019
  Stella Boo Corporation Dba Bambu Desserts & Drinks
  Irvine, CA
• 07/2016 → 10/2021
  Jp Morgan Securities Llc
  Cupertino, CA
• 03/2023 → Present
  J.P. Morgan Securities Llc
  Palo Alto, CA
• 06/2016 → Present
  Jpmorgan Chase Bank, N.A.
  Palo Alto, CA
• 08/2016 → 01/2019
  Gmgb, Inc
  San Jose, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-10-28
• S63 Uniform Securities Agent State Law Examination
  2016-09-19

Other Names

• David V Le
• David Vu Le