Fredrick Nnawuihe Nwosu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2017 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*2670324, Entity Type: Entity For Profit, Name of OBA: HACKSFOD INVESTMENT, Address: SUGARLAND, Texas, 77498, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 09/30/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Identifying or voting on identified real estate opportunities to invest in, Real Estate Investing: Buying, renovating and selling/leasing out houses for profit and/or the purchase of land to develop into homes or office for lease or sale

Exams

• S66 Uniform Combined State Law Examination
  2016-12-16

Other Names

• Fredrick Nwosu