Jose Luis Garcia

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 04/2021
  Ameriprise Financial Services, Inc.
  Wellesley, MA
• 04/2021 → 03/2022
  Berenberg Capital Markets
  New York, NY
• 04/2022 → Present
  Ameriprise Financial Services, Llc
  Norwell, MA

Previous Registrations

• 2019-05-21 → 2021-04-07
  Ameriprise Financial Services, Llc
  Wellesley, MA
  Shelton, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-06-18
• S66 Uniform Combined State Law Examination
  2018-03-23

Other Names

• Jose Luis Garcia
• Jose Luis Garcia
• Jose Luis Garcia Velasquez
• Jose Luis Garciavelasquez
• Jose Garcia