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Current Employers
Payden & Rygel

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-02
CA RA APPROVED 2024-10-31
  • MA RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2024-10-31

Branch Locations

265 Franklin Street 16Th Floor, Boston, MA 02110 • United States

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Basking Ridge NJ 09/2019 05/2020
Ideametrics Consulting Piscataway NJ 09/2018 05/2020
Boston University Boston MA 09/2017 05/2018
Leerink Partners Llc New York NY 07/2017 09/2017
Boston University Boston MA 09/2016 06/2017
Amundi Pioneer Asset Management Boston MA 06/2020 05/2024
Unemployed New Providence RI 06/2018 09/2018
Payden & Rygel Los Angeles CA 05/2024 12/2025
Payden & Rygel Los Angeles CA 12/2025 Present
  • 09/2019 → 05/2020
    Raymond James Financial Services, Inc.
    Basking Ridge, NJ
  • 09/2018 → 05/2020
    Ideametrics Consulting
    Piscataway, NJ
  • 09/2017 → 05/2018
    Boston University
    Boston, MA
  • 07/2017 → 09/2017
    Leerink Partners Llc
    New York, NY
  • 09/2016 → 06/2017
    Boston University
    Boston, MA
  • 06/2020 → 05/2024
    Amundi Pioneer Asset Management
    Boston, MA
  • 06/2018 → 09/2018
    Unemployed
    New Providence, RI
  • 05/2024 → 12/2025
    Los Angeles, CA
  • 12/2025 → Present
    Los Angeles, CA
Previous Registrations
  • 2021-01-04 → 2024-05-06
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2020-07-21 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-17
  • S66 Uniform Combined State Law Examination
    2020-07-17
Other Names
  • James Burke

View on SEC IAPD

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