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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2015-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hays | KS | 02/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Hays | KS | 03/2020 | Present |
Real Estate Ownership; Lot/Land; DD RD KS 6765135-10-16, ,; Not Investment-Related; 08/01/2004 / Lot/Land; EE RD KS 6765135-10-16, ,; Not Investment-Related; 08/01/2004 / Lot/Land; EE RD KS 67651SW 35-10-16, ,; Not Investment-Related; 08/01/2004. Business Ownership; LYLE FARMS; ; THIS IS OUR FAMILY FARM; 4927 177TH STRUSSELL KS 67665, ,; Not Investment-Related; 08/01/2004; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; ANGEL ACCOUNTING, LLC; PUBLIC ACCOUNTANT; TAX PREPARATION, AND TAX SERVICES; 432 ELM STREETNATOMA KS 67651, ,; Not Investment-Related; 01/05/2015; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-04 |
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