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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| VA | RA | APPROVED | 2011-03-31 |
Branch Locations
201 Wylderose Commons Ste 100, Midlothian, VA 23113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Purchase | NY | 09/2005 | 01/2017 |
| Principal Life Insurance Company | Midlothian | VA | 01/2017 | Present |
| Ironworks Financial | Midlothian | VA | 09/2018 | Present |
| Principal Securities Inc | Midlothian | VA | 03/2016 | Present |
***Fixed Insurance, Life, Annuities, LTC, Health Ancillary, 05/09/17. ***Gingersnap Ventures, LLC; Not Investment Related; Midlothian, VA; Co-owner; Real estate holding company established to hold personally owned commercial property. Co-owner with spouse.; Start Date: 03/01/2020; 2 hrs per month; 0 during trading hours. ***Ironworks Financial LLC; Investment Related; Midlothian, VA; Owner; LLC for DBA for PSI related business; Start Date: 12/26/2018; 175 hrs per month; 175 during trading hours. DISABILITY INSURANCE POSITION: Ironworks Financial NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2022 ADDRESS: Ironworks Financial, 311 N. Main St, Farmville VA 23901, United States DESCRIPTION: Individual disability insurance policies with current and/or prospective clients. INSURANCE POSITION: Ironworks Financial NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2022 ADDRESS: Ironworks Financial, 311 N. Main St, Farmville VA 23901, United States DESCRIPTION: Offering Employee Benefits/Benefits Manager platform. Working with small & medium size businesses to offer individual and group policies to include medical, dental, vision, short-term disability, long term disability, wellness and retirement benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-23 |
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