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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-01-27
CT RA APPROVED 2007-11-19
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-01-27
  • CT RA
    APPROVED
    Since 2007-11-19

Branch Locations

18 Division St, Saratoga Springs, NY 12866 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saratoga Springs NY 07/2006 Present
Other Businesses

I*30630 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SCENTSY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MERIDIAN, IDAHO 83642 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/15/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RETAIL SALES ESCENTIAL CONSULTANT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-05
  • S66 Uniform Combined State Law Examination
    2007-11-05
Other Names
  • Jamie Decosse
  • Jamie Lynn Decosse

View on SEC IAPD

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