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Max Henry Eisenberg

Rbc Capital Markets, LLC

Philadelphia, PA

Wyndmoor, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-10-13
PA RA APPROVED 2023-10-12
TX RA APPROVED 2023-10-12
  • VI RA
    APPROVED
    Since 2023-10-13
  • PA RA
    APPROVED
    Since 2023-10-12
  • TX RA
    APPROVED
    Since 2023-10-12

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Wyndmoor, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Philadelphia PA 09/2016 10/2023
Morgan Stanley Private Bank, N.A. New York NY 11/2016 10/2023
Rbc Capital Markets, Llc Philadelphia PA 10/2023 Present
Morgan Stanley Private Bank, N.A New York NY 11/2016 10/2023
City National Bank Philadelphia PA 11/2023 Present
  • 09/2016 → 10/2023
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
  • 11/2016 → 10/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2023 → Present
    Rbc Capital Markets, Llc
    Philadelphia, PA
  • 11/2016 → 10/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 11/2023 → Present
    City National Bank
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
  • S66 Uniform Combined State Law Examination
    2016-11-22

View on SEC IAPD

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