Connor Christian Middleton

Current Employers

Employment History

• 05/2016 → 11/2024
  Pruco Securities, Llc.
  Overland Park, KS
• 08/2016 → Present
  Prudential Insurance Company Of America
  Overland Park, KS
• 11/2024 → Present
  Lpl Enterprise, Llc
  Overland Park, KS

Previous Registrations

• 2018-12-07 → 2024-11-14
  Pruco Securities, Llc.
  St. Louis, MO
  Overland Park, KS
  St. Louis, MO
  Overland Park, KS

Other Businesses

1.10/28/2024;EXPEDITION FINANCIAL SERVICES; DBA for LPL Business (entity for LPL business) inv related;01/01/2023; Number of hours 160hrs/mo; HRS during trading 160hrs/mo OLATHE PUBLIC SCHOOLS (USD 233) POSITION: Assistant High School Wrestling Coach NATURE: Athletic Coach INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 26 START DATE: 11/22/2021 ADDRESS: 14160 Black Bob Rd., Olathe KS 66063, United States DESCRIPTION: Coaching wrestling for the Olathe Northwest High School wrestling team. 2 days/week for 3 hours (practice) and every other weekend for 10 hours (competition). EXPEDITION FINANCIAL SERVICES POSITION: Financial Advisor NATURE: Insurance and financial services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2023 ADDRESS: 11071 Hauser St, Lenexa KS 66210, United States DESCRIPTION: Insurance and financial services

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-03
• S63 Uniform Securities Agent State Law Examination
  2016-08-04