Randi Lynn Harrison

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-27

TX RA
APPROVED

Since 2023-06-27

Branch Locations

Frisco, TX • United States

300 Morrison Park Dr, Ste 110, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks	Minneapolis	MN	08/2016	11/2016
Cetera Advisor Networks	El Segundo	CA	11/2016	07/2017
David Engelking Ltd.	Stacy	MN	01/2017	05/2017
Bloomfield Investment Group	Fort Worth	TX	07/2017	09/2021
First Allied Securities Inc	San Diego	CA	08/2017	09/2022
First Allied Advisory Services Inc.	San Diego	CA	08/2017	11/2020
First Allied Advisory Services	Schaumburg	IL	11/2020	09/2022
Sageview Advisory Group, Llc	Newport Beach	CA	09/2021	06/2023
Cetera Advisors	St Cloud	MN	09/2022	06/2023
Lpl Financial	Southlake	TX	06/2023	Present

08/2016 → 11/2016

Cetera Advisor Networks

Minneapolis, MN
11/2016 → 07/2017

Cetera Advisor Networks

El Segundo, CA
01/2017 → 05/2017

David Engelking Ltd.

Stacy, MN
07/2017 → 09/2021

Bloomfield Investment Group

Fort Worth, TX
08/2017 → 09/2022

First Allied Securities Inc

San Diego, CA
08/2017 → 11/2020

First Allied Advisory Services Inc.

San Diego, CA
11/2020 → 09/2022

First Allied Advisory Services

Schaumburg, IL
09/2021 → 06/2023

Sageview Advisory Group, Llc

Newport Beach, CA
09/2022 → 06/2023

Cetera Advisors

St Cloud, MN
06/2023 → Present

Lpl Financial

Southlake, TX

Previous Registrations

2020-11-12 → 2023-06-13

Cetera Investment Advisers Llc

Fort Worth, TX
2022-01-11 → 2023-06-07

Creative Planning Institutional Advisors, Llc

Fort Worth, TX

Newport Beach, CA
2017-08-10 → 2020-11-12

First Allied Advisory Services, Inc.

Fort Worth, TX
2017-01-05 → 2017-07-10

Cetera Wealth Services, Llc

Minnetonka, MN

Other Businesses

1) 06/23/2023 - Tower View Wealth Management. LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 160 Hr/Mth 2) 06/23/2023 - Randi Bildeaux - Real Estate Rental - Inv Rel - Plano, TX - Start: 11/2015 - 1 Hr/Mth 3) 04/28/2026 - BILDEAUX ACCOUNTING SERVICES, LLC DBA Harrison Tax Prep Services - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 02/2018 - 10 hours per month/ 2 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-29

S66 Uniform Combined State Law Examination

2016-12-29

Other Names

Randi Lynn Runnberg
Randi Lynn Bildeaux

View on SEC IAPD