James Clifford Edelmann

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Incapital Llc	Boca Raton	FL	06/2014	01/2021
Incapital Distributors Llc	Boca Raton	FL	06/2014	01/2021
Regal Investment Advisors, Llc	Kentwood	MI	11/2021	05/2022
Regulus Financial Group, Llc	Kentwood	MI	11/2021	05/2022
Unemployed	Washington	MI	01/2021	11/2021
Unemployed	Washington	MI	05/2022	12/2022
Halo Securities, Llc	Washington	MI	12/2022	05/2023
Securities America Advisors	Sterling Heights	MI	07/2023	08/2023
Unemployed	Washington	MI	08/2023	10/2024
Lpl Financial	Romeo	MI	10/2024	Present

2023-07-18 → 2023-07-31

Securities America Advisors, Inc.

Sterling Heights, MI
2023-03-20 → 2023-05-22

Rothschild Wealth Llc

Washington, MI

Oakbrook, IL
2008-10-06 → 2013-04-04

Valic Financial Advisors, Inc.

Houston, TX
2006-02-02 → 2006-12-18

Natcity Investments, Inc.

Cleveland, OH

Cleveland, OH

1. Tarr Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-31

Other Firms