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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-19 |
| TX | RA | APPROVED_RES | 2020-12-07 |
| NC | RA | APPROVED | 2020-01-17 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
2591 Dallas Pkwy Suite 300 Office 50, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Frisco | TX | 11/2004 | Present |
| Health Insurance | Westlake Villiage | CA | 04/2006 | Present |
| Northern Strategic Insurance Services | Beverly Hills | CA | 07/2011 | 02/2017 |
| Debtamerica Relief | Santa Ana | CA | 01/2008 | 02/2023 |
| Lifelock | Tempe | AZ | 11/2011 | Present |
| Transamerica Financial Advisors, Inc | Frisco | TX | 01/2012 | Present |
| Baby Jade Hood Foundation | Westlake Village | CA | 10/2012 | 10/2020 |
| Cloudtec Llc | Henderson | NV | 04/2013 | 12/2025 |
| Bhr Ventures, Inc. | Westlake Village | CA | 08/2013 | 07/2019 |
| Pepperdine University | Malibu | CA | 02/2015 | 12/2025 |
| Rbh Ventures, Inc | Auburn | WA | 12/2017 | 12/2025 |
| Netlaw, Inc. | Louisville, | KY | 04/2019 | Present |
| Avalanche Ventures, Inc | Frisco | TX | 12/2021 | Present |
| Student Optimum Services | Ste 409 | CA | 10/2025 | Present |
| Parkhill | Nashville | TN | 11/2025 | Present |
Sales of insurance and non insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors Avalanche Ventures, Inc / 1221-Present/ Investment Related: No /7634 Nichols Trail Frisco, TX 75036 / Owner / S Corporation / This is my S corporation RBH Ventures, Inc. in CA- this will now be my new corporation based in Texas. All the same structure applies - W2 income, Rental income for WFG office, pass through income from 1099 WFG income. NetLaw, Inc./ 0419-Preesent / INVESTMENT RELATED: NO / 12910 Shelbyville Road, Suite 124 Louisville, KY 12910 / Agent / Trust and Wills / hrs work monthly: 5 / Sec trading hrs: 0 / Referring clients to get Trust / Wills done Lifelock / 1111-Present/ Investment Related: No / 60 East Rio Salado Parkway Suite 400 Tempe, AZ 85281 / Referral representative/ Lifelock provides security against identity theft by providing 5 main services - 1. Monitoring your identity, 2. Scanning for Identity threats, 3. Responding to Identity Theft, 4. Provide Service Guarantee for Identity Theft, 5. Tracking your Credit Score for Identity issues. / hrs work monthly: 1 hour total time in explaining it to clients each week - about a 5 minute discussion with a client. / Sec trading hrs: 0 / will be providing direction to the website for clients to sign up for the services at Lifelock. I only will act in a referral capacity as Lifelock assumes all action and responsibility of maintaining the business relationship with the client in regards to identity theft. I only receive a referral fee that is paid through WFG with my agent code. Health Insurance: Westlake Village, CA since 4/2006 for various health insurance providers; 5% of time devoted to OBA and during trading hrs. STUDENT OPTIMUM SERVICES POSITION: Referring Agent NATURE: College Loan Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2025 ADDRESS: 15455 San Fernando Mission Blvd, Ste 409 CA 91345, United States DESCRIPTION: I will only be referring clients that need help with paying and managing college loans - only applies to Federal School Loans. Student Optimum Services was established in 2010 out of Los Angeles California with 1 purpose, to assists students in financial hardship who have been overcharged by federal loan servicers enroll and take advantage of student loan forgiveness programs offered by the U.S. Department of Education. PARKHILL POSITION: Referring Agent NATURE: Tax Mitigation and Planning INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2025 ADDRESS: 222 Second Avenue South, 17th Floor, Nashville TN 37201, United States DESCRIPTION: Refer clients to Parkhill to evaluate opportunities to save money on taxes and use CPAs, Tax Attorneys that will help determine if charitable giving will give tax savings and increase income to the client.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-26 |
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