Ather Naqi

Current Employers

Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-07

TX RA
APPROVED

Since 2021-10-07

Branch Locations

2911 Lake Vista Dr, Lewisville, TX 75067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Advisory Services	Plano	TX	10/2016	11/2018
First Command Financial Planning, Inc	Plano	TX	10/2016	11/2018
J.P. Morgan Securities Llc	Plano	TX	01/2019	08/2019
Tastebuds Llc	Plano	TX	05/2018	08/2018
Dallas Cricket League	Dallas	TX	01/2016	Present
Qnb	Plano	TX	07/2015	04/2018
Usaa Investment Management Company	Addison	TX	09/2019	06/2020
Usaa Financial Advisors, Inc.	Addison	TX	09/2019	06/2020
Millennium Group	Addison	TX	09/2019	06/2020
Self-Employed	Plano	TX	07/2015	Present
Usaa Investment Services Company	Addison	TX	06/2020	06/2020
Ally Invest Securities Llc	Charlotte	NC	08/2020	Present
Unemployed	Plano	TX	07/2020	07/2020
Ally Invest Advisors	Charlotte	NC	10/2021	Present

10/2016 → 11/2018

First Command Advisory Services

Plano, TX
10/2016 → 11/2018

First Command Financial Planning, Inc

Plano, TX
01/2019 → 08/2019

J.P. Morgan Securities Llc

Plano, TX
05/2018 → 08/2018

Tastebuds Llc

Plano, TX
01/2016 → Present

Dallas Cricket League

Dallas, TX
07/2015 → 04/2018

Qnb

Plano, TX
09/2019 → 06/2020

Usaa Investment Management Company

Addison, TX
09/2019 → 06/2020

Usaa Financial Advisors, Inc.

Addison, TX
09/2019 → 06/2020

Millennium Group

Addison, TX
07/2015 → Present

Self-Employed

Plano, TX
06/2020 → 06/2020

Usaa Investment Services Company

Addison, TX
08/2020 → Present

Ally Invest Securities Llc

Charlotte, NC
07/2020 → 07/2020

Unemployed

Plano, TX
10/2021 → Present

Ally Invest Advisors

Charlotte, NC

Previous Registrations

2019-10-16 → 2020-06-12

Usaa Investment Services Company

Plano, TX

Addison, TX
2019-04-12 → 2019-08-15

J.P. Morgan Securities Llc

Plano, TX

Plano, TX
2017-04-14 → 2018-11-15

First Command Advisory Services

Plano, TX

Fort Worth, TX

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist - Invest Services. Dually licensed. 10/01/2021. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Home River Group. Non-Investment Related. 8124 Ambiance Way, Plano TX 75024. Co-owner. 01/01/2015. 0 hrs/month. Own 3 condos/Rental Properties managed by Home River Group Dallas Cricket League. Non-Investment Related. 2300 Coit Rod Plano TX 75075. Umpire. 01/01/2016. 30 hrs/month. Umpiring Cricket Games on weekends/off time and days North Texas Cricket Association. Non-Investment Related. 8766 Vavidat Ct. Irving TX 75963. Umpire. 01/01/2021. 20 hrs/month. Umpiring Cricket Games on weekends/off time and days

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-13

S66 Uniform Combined State Law Examination

2017-04-13

View on SEC IAPD