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Jeffrey Lewis Smith

Raymond James & Associates, Inc.

Athol, ID

Coeur D Alene, ID

CRD 3127407

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-16
ID RA APPROVED 2020-05-28
  • TX RA
    APPROVED_RES
    Since 2020-06-16
  • ID RA
    APPROVED
    Since 2020-05-28

Branch Locations

Athol, ID • United States

2100 Northwest Blvd. Suite 260, Coeur D Alene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coeur D'ALene ID 09/2014 05/2020
Bank Of America, N.A. Coeur D'ALene ID 01/2015 05/2020
Raymond James & Associates, Inc. Coeur D'ALene ID 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-02
S63 Uniform Securities Agent State Law Examination 1998-11-04
  • S66 Uniform Combined State Law Examination
    2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-11-04

View on SEC IAPD

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