David C Sloan

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2019
  Sonnenfeld Financial
  Minneapolis, MN
• 07/2016 → 07/2019
  Geneos Wealth Management
  Minneapolis, MN
• 07/2019 → 08/2020
  Sonnenfeld Financial
  Minneapolis, MN
• 07/2019 → Present
  Geneos Wealth Management
  Minneapolis, MN
• 08/2020 → Present
  Sloan Financial Solutions Llc
  Minneapolis, MN

Other Businesses

1) DBA: will work under SLOAN FINANCIAL SOLUTIONS LLC-OWNER located at branch location. 2) Independent Rep with various carriers for FIXED INSURANCE SALES. 3) NOTARY PUBLIC.

Exams

• S66 Uniform Combined State Law Examination
  2017-12-21