Connor M Fleming

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 01/2019
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 08/2012 → 05/2017
  Benedictine College
  Atchison, KS
• 07/2017 → 08/2017
  Waterway Car Wash
  Parker, CO
• 02/2019 → Present
  Morgan Stanley Smith Barney Llc
  Denver, CO
• 06/2019 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-03-05
• S63 Uniform Securities Agent State Law Examination
  2018-03-05

Other Names

• Connor Matthew Fleming
• Connor Fleming