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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-16 |
| NC | RA | APPROVED | 2022-08-10 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Charlotte | NC | 07/2016 | 11/2016 |
| Wells Fargo Bank Na | Charlotte | NC | 03/2014 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 05/2022 | Present |
| Bank Of America, N.A. | Charlotte | NC | 08/2022 | Present |
I*: 2415287 Entity Type: CharitableName of OBA: Hearts For The Invisible Charlotte Coalition Address: Charlotte, NC 28202Investment Related: NoPosition, Title, Association: Treasurer, Board MemberEmployee Start Date: 5/1/2025 Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: Board member - Treasurer. consult and oversee the financial aspects of the organization. Monitor the organizations financial condition and relay back to the board. Due to recent changes I have been asked to be a signer on the business checking account as a back up. Based on the bylaws multiple board members have to be signers on business account for oversight.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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