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15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-12 |
Branch Locations
15331 W Bell Road Ste 318, Surprise, AZ 85374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services Inc | Phoenix | AZ | 07/2016 | 01/2017 |
| Foresters Financial Services | Phoenix | AZ | 01/2017 | 02/2019 |
| Foresters Advisory Services Llc | Phoenix | AZ | 12/2017 | 02/2019 |
| The Prudential Insurance Company Of America | Phoenix | AZ | 02/2019 | 09/2019 |
| Pruco Securities Llc | Phoenix | AZ | 02/2019 | 09/2019 |
| American General Life Insurance | Woodland Hills | CA | 10/2019 | 05/2022 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 10/2019 | 05/2022 |
| Ams | Baton Rouge | LA | 05/2022 | 11/2024 |
| Rma Capital Llc | Scottsdale | AZ | 07/2021 | Present |
| The Leaders Group Inc | Littleton | CO | 06/2022 | Present |
| Universal Wealth Management Llc | Surprise | AZ | 03/2025 | Present |
1.) ANNUITY MARKETING SERVICES - 5/16/2022 - 1700 City Farm Drive, Suite B, Baton Rouge, LA 70806 - Regional VP, Regional Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) RMA CAPITAL LLC - 7/12/2021 - 10438 E Acoma Drive, Scottsdale, AZ 85255 - Investor, Invested in company that sells products on Amazon, Not Invt Rel, Ecom business, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-11 |
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