Daniel Decker Kundla

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-05-14
TX	RA	APPROVED	2021-05-13

GA RA
APPROVED

Since 2021-05-14
TX RA
APPROVED

Since 2021-05-13

Branch Locations

102 Parkside Commons Ste 102, Greensboro, GA 30642 • United States

3560 Lenox Rd Ne Suite 2727, Atlanta, GA 30326 • United States

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

3372 Peachtree Rd Ne Ste 115, Atlanta, GA 30326 • United States

1020 Parkside Commons Ste 102, Greensboro, GA 30642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Atlanta	GA	07/2016	05/2021
Lpl Financial, Llc	Atlanta	GA	05/2021	Present

07/2016 → 05/2021

Ubs Financial Services

Atlanta, GA
05/2021 → Present

Lpl Financial, Llc

Atlanta, GA

Previous Registrations

2016-09-07 → 2021-05-24

Ubs Financial Services Inc.

Atlanta, GA

Other Businesses

1) 5/2021 - DBA for LPL Business (entity for LPL business) - Gladstone Wealth Partners - Investment Related - 100% - Atlanta, GA 30326 2) 5/2021 - DBA for LPL Business (entity for LPL business) - Platinum Wealth Management of Buckhead - Investment Related - 100% - Atlanta, GA 30326

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-02

S66 Uniform Combined State Law Examination

2016-09-02

View on SEC IAPD