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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035 • United States

Fontana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2016 09/2016
Gap Inc. Ontario CA 10/2014 02/2018
Edward Jones St Louis MO 04/2017 05/2017
Roth Capital Partners Newport Beach CA 11/2016 05/2017
Self-Employed Jalisco 12/2014 01/2018
Roth Capital Partners Newport Beach CA 05/2017 01/2018
City Of Fontana Fontana CA 02/2018 09/2018
Axa Advisors, Llc New York NY 05/2018 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 09/2018 08/2022
Bank Of America, N.A. Pasadena CA 11/2018 08/2022
Fidelity Investments Rancho Cucamonga CA 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 07/2016 → 09/2016
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2014 → 02/2018
    Gap Inc.
    Ontario, CA
  • 04/2017 → 05/2017
    Edward Jones
    St Louis, MO
  • 11/2016 → 05/2017
    Roth Capital Partners
    Newport Beach, CA
  • 12/2014 → 01/2018
    Self-Employed
    Jalisco
  • 05/2017 → 01/2018
    Roth Capital Partners
    Newport Beach, CA
  • 02/2018 → 09/2018
    City Of Fontana
    Fontana, CA
  • 05/2018 → 09/2018
    Axa Advisors, Llc
    New York, NY
  • 09/2018 → 08/2022
    Pasadena, CA
  • 11/2018 → 08/2022
    Bank Of America, N.A.
    Pasadena, CA
  • 08/2022 → Present
    Fidelity Investments
    Rancho Cucamonga, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-09-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Rancho Cucamonga, CA
  • 2018-11-14 → 2022-08-08
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Santa Clarita, CA
    Santa Clarita, CA
    Pasadena, CA
    Riverside, CA
    Pasadena, CA
Other Businesses

OBA-126317|OrgNmn:navarro & aguayo group llc|Org Addr:fontana,California,US|OBA Nature:LLC used to receive income fro|Invst Rel:Y|Title:partner |Duties:No active duties |StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12

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