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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2016 | 09/2016 |
| Gap Inc. | Ontario | CA | 10/2014 | 02/2018 |
| Edward Jones | St Louis | MO | 04/2017 | 05/2017 |
| Roth Capital Partners | Newport Beach | CA | 11/2016 | 05/2017 |
| Self-Employed | Jalisco | 12/2014 | 01/2018 | |
| Roth Capital Partners | Newport Beach | CA | 05/2017 | 01/2018 |
| City Of Fontana | Fontana | CA | 02/2018 | 09/2018 |
| Axa Advisors, Llc | New York | NY | 05/2018 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 09/2018 | 08/2022 |
| Bank Of America, N.A. | Pasadena | CA | 11/2018 | 08/2022 |
| Fidelity Investments | Rancho Cucamonga | CA | 08/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-126317|OrgNmn:navarro & aguayo group llc|Org Addr:fontana,California,US|OBA Nature:LLC used to receive income fro|Invst Rel:Y|Title:partner |Duties:No active duties |StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-12 |
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