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Chandra Sekhar Dulam

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-12
CA RA APPROVED 2017-07-13
  • TX RA
    APPROVED
    Since 2017-09-12
  • CA RA
    APPROVED
    Since 2017-07-13

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 04/2017 Present
Wells Fargo Advisors Llc/Randstad Staffing Albuquerque NM 06/2016 04/2017
Bank Of America, N.A. San Francisco CA 09/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-12
  • S66 Uniform Combined State Law Examination
    2017-07-12
Other Names
  • Chandra S. Dulam
  • Chandra Sekhar Dulam
  • Chandrasekhar Dulam
  • Dulam Chandrasekhar
  • D. Chandrasekhar
  • Chandra Dulam

View on SEC IAPD

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