Sergio Daniel Rodriguez

Employer firm

Maltin Wealth Management, Inc. CRD 164330

$507M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2020
  Vanguard Marketing Corporation
  Malvern, PA
• 01/2020 → 01/2023
  Cornerstone Institutional Investors
  Bethlehem, PA
• 01/2020 → 01/2023
  M Holdings Securities, Inc.
  Bethlehem, PA
• 01/2020 → 01/2023
  Cornerstone Advisors Asset Management, Llc
  Bethlehem, PA
• 01/2020 → 01/2023
  Cornerstone Benefits, Inc.
  Bethlehem, PA
• 01/2023 → 03/2023
  Lincoln Financial Advisors Corporation
  Emmaus, PA
• 03/2023 → Present
  Maltin Wealth Management, Inc.
  Ridgewood, NJ

Previous Registrations

• 2023-01-23 → 2023-03-09
  Osaic Fa, Inc.
  Fort Wayne, IN
  Emmaus, PA
• 2020-04-28 → 2023-01-23
  Cornerstone Advisors Asset Management, Llc
  Bethlehem, PA
• 2019-10-01 → 2020-02-04
  Vanguard Advisers, Inc.
  Malvern, PA

Exams

• S66 Uniform Combined State Law Examination
  2019-09-04
• S63 Uniform Securities Agent State Law Examination
  2016-08-10

Designations

• Certified Financial Planner